Securities Arbitration and Litigation

We have extensive experience representing individuals affected by breaches of fiduciary duty, unsuitable investments, churning (excessive trading), unauthorized transactions, negligence, and fraud related to investment accounts. Our team pursues claims against both individual brokers and the brokerage firms that employ them, holding them accountable for the financial damage they’ve caused. Whether through FINRA arbitration or litigation in court, we work tirelessly to recover compensation on behalf of our clients.

Our proven success in recovering damages includes substantial sums for clients who lost their life savings due to broker and brokerage misconduct. With comprehensive knowledge of FINRA regulations and securities law, we bring extensive experience navigating both FINRA arbitration and litigation in court. Understanding how devastating financial losses can be, we offer personalized representation to obtain recovery on behalf of our clients and guide them through this challenging process.